Pursuant to the Order made by Recorder Stewart Wong, SC of the High Court of Hong Kong on 15 August 2022 (“Order”), RHB Securities Hong Kong Limited and RHB Futures Hong Kong Limited (collectively, “RHBHK”) are allowed, inter alia, to:-

pay the unclaimed cash and unidentified deposits (as set out in Section 1 and Section 4 of the Schedule annexed to the Order) into Court;
deposit the physical share certificates of the unclaimed securities (including suspended and/or delisted securities) as set out in Sections 2, 3 and 5 of the Schedule annexed to the Order with the Registrar of the High Court of Hong Kong; and
if for whatever reason the physical share certificate(s) of such unclaimed securities are not available for collection, RHBHK be allowed to sell or otherwise dispose of the such unclaimed securities as they think fit and thereafter pay the proceeds into Court.

Please be informed that you are entitled to make an application to the Court pursuant to Order 92 of the Rules of the High Court (Cap. 4A) for payment out of your respective entitlement in the unclaimed assets (whether cash or securities) after the same is being paid into Court in the manner set out in the Order. Should you have any enquiries, please feel free to contact us at (852) 2525 1118 or by email to rhb.hk.support@rhbgroup.com.

Dated this the 5^th of September 2022.

RHB SECURITIES HONG KONG LIMITED

and

RHB FUTURES HONG KONG LIMITED

Further to the notice dated 27th April 2022 with respect to the Miscellaneous Proceedings No. 2310 of 2020 in the High Court of the Hong Kong Special Administrative Region for an application of payment into Court of all the unclaimed assets that have been held by the Companies as trustee on behalf of their clients under Section 56 and 62 of the Trustee Ordinance (Cap 29) and Order 92 of the Rules of High Court (Cap 4A) (“the Application”), notice is hereby given that the adjourned hearing in the matter of the Application will be held before the Deputy High Court Judge Winnie Tsui on 15th August 2022 at 9:30am at the High Court of Hong Kong (with 30 minutes reserved).

Dated this the 8^th of July 2022.

RHB SECURITIES HONG KONG LIMITED

and

RHB FUTURES HONG KONG LIMITED

Further to our notice dated 21st January 2022 with respect to the Miscellaneous Proceedings No. 2310 of 2020 in the High Court of the Hong Kong Special Administrative Region for an application of payment into Court of all the unclaimed assets that have been held by the Companies as trustee on behalf of their clients under Section 56 and 62 of the Trustee Ordinance (Cap 29) and Order 92 of the Rules of High Court (Cap 4A) (“the Application”), notice is hereby given that we have yet to receive your instruction after twelve attempt of reminders since 9th December 2019 and the recent 90 days period given. Should you continued failed to provide instructions to the Companies to transfer or withdraw your assets, your assets may be considered unclaimed assets.

If your assets are paid into Court as unclaimed assets and you wish to claim them back, you will need to apply to the Court at your own cost for your unclaimed assets to be paid back to you. If your assets remain unclaimed for five (5) years, the Chief Justice (on application by the Registrar) may transfer your assets to the general revenue of Hong Kong.

Dated this the 27^th of Apr 2022.

RHB SECURITIES HONG KONG LIMITED

and

RHB FUTURES HONG KONG LIMITED

Further to our notice dated 17th September 2021 with respect to the Miscellaneous Proceedings No. 2310 of 2020 in the High Court of the Hong Kong Special Administrative Region for an application of payment into Court of all the unclaimed assets that have been held by the Companies as trustee on behalf of their clients under Section 56 and 62 of the Trustee Ordinance (Cap 29) and Order 92 of the Rules of High Court (Cap 4A) (“the Application”), notice is hereby given that we have yet to receive your instruction after the 90 days period given. If you are yet to provide instructions to the Companies to transfer or withdraw your assets, your assets may be considered unclaimed assets.

We hereby urge our customers to continue transfer or withdraw their assets. Kindly provide your instructions to RHB Securities Hong Kong Limited (“RHBSHK”) and/or RHB Futures Hong Kong Limited (“RHBFHK”) to transfer or withdraw your assets.

RHBSHK and RHBFHK’s contact details are as follows:

Address : 12/F Hip Shing Hong Kowloon Centre, 192-194 Nathan Road, Jordan, Kowloon, Hong Kong

Hotline : (852) 2103 5657 / (852) 2525 1118

Fax : (852) 2810 0908

Email : rhb.hk.support@rhbgroup.com

Dated this the 21^st of Jan 2022.

RHB SECURITIES HONG KONG LIMITED

and

RHB FUTURES HONG KONG LIMITED

Further to our notice dated 10th June 2021 with respect to the Miscellaneous Proceedings No. 2310 of 2020 in the High Court of the Hong Kong Special Administrative Region for an application of payment into Court of all the unclaimed assets that have been held by the Companies as trustee on behalf of their clients under Section 56 and 62 of the Trustee Ordinance (Cap 29) and Order 92 of the Rules of High Court (Cap 4A) (“the Application”), notice is hereby given that we have yet to receive your instruction after the 90 days period given. If you are yet to provide instructions to the Companies to transfer or withdraw your assets, your assets may be considered unclaimed assets.

RHBSHK and RHBFHK’s contact details are as follows:

Address : 12/F Hip Shing Hong Kowloon Centre, 192-194 Nathan Road, Jordan, Kowloon, Hong Kong

Hotline : (852) 2103 5657 / (852) 2525 1118

Fax : (852) 2810 0908

Email : rhb.hk.support@rhbgroup.com

Dated this the 17^th of Sep 2021.

RHB SECURITIES HONG KONG LIMITED

and

RHB FUTURES HONG KONG LIMITED

Further to our notice dated 31st March 2021 with respect to the Miscellaneous Proceedings No. 2310 of 2020 in the High Court of the Hong Kong Special Administrative Region for an application of payment into Court of all the unclaimed assets that have been held by the Companies as trustee on behalf of their clients under Section 56 and 62 of the Trustee Ordinance (Cap 29) and Order 92 of the Rules of High Court (Cap 4A) (“the Application”), notice is hereby given that the Application has been adjourned, and no order of payment-in has been made up to date.

We hereby urge our customers to continue transfer or withdraw their assets within 90 days from the date of the notice. Kindly provide your instructions to RHB Securities Hong Kong Limited (“RHBSHK”) and/or RHB Futures Hong Kong Limited (“RHBFHK”) to transfer or withdraw your assets.

RHBSHK and RHBFHK’s contact details are as follows:

Address : 12/F Hip Shing Hong Kowloon Centre, 192-194 Nathan Road, Jordan, Kowloon, Hong Kong

Hotline : (852) 2103 5657 / (852) 2525 1118

Fax : (852) 2810 0908

Email : rhb.hk.support@rhbgroup.com

Dated this the 10^th of Jun 2021.

RHB SECURITIES HONG KONG LIMITED

and

RHB FUTURES HONG KONG LIMITED

Further to the notice dated 11th February 2021 with respect to the Miscellaneous Proceedings No. 2310 of 2020 in the High Court of the Hong Kong Special Administrative Region for an application of payment into Court of all the unclaimed assets that have been held by the Companies as trustee on behalf of their clients under Section 56 and 62 of the Trustee Ordinance (Cap 29) and Order 92 of the Rules of High Court (Cap 4A) (“the Application”), notice is hereby given that the adjourned hearing in the matter of the Application will be held before the Deputy High Court Judge Winnie Tsui on 12th May 2021 at 9:30am at the High Court of Hong Kong (with 30 minutes reserved).

Dated this the 31^st of March 2021.

RHB SECURITIES HONG KONG LIMITED

and

RHB FUTURES HONG KONG LIMITED

NOTICE IS HEREBY GIVEN in accordance with an Order given by Deputy High Court Judge Winnie Tsui on 4th February 2021 in chambers in the High Court of the Hong Kong Special Administrative Region, Court of First Instance, Miscellaneous Proceedings No. 2310 of 2020, that:

The Companies intend to cease their business operation in Hong Kong.
With a view to revoking their licenses with the Securities and Futures Commission and hence winding up their businesses thereafter, the Companies are required to make an application of payment into Court of all the unclaimed assets that have been held by the Companies as trustee on behalf of their clients under Sections 56 and 62 of the Trustee Ordinance (Cap 29) and Order 92 of the Rules of High Court (Cap 4A) (“the Application”).
A court hearing in the matter of the Application was held on 4th February 2021 in which the Judge in Chambers ordered that the hearing be adjourned to a date to be fixed.
In pursuance of the matters stated in paragraph 2 hereinabove, the Companies have since December 2019 issued notices and announcements through various mediums including email, postal and telephone correspondences pertaining to the Companies intention to deal with the said assets.
The Companies hereby give a final notice that unless you reach out to the Companies within 28 days hereof by providing the Companies with a constructive response as to how you intend to deal with and/or transfer the monies and/or securities held by the Companies on your behalf and by executing the necessary documents and/or instructions for the dealing with and/or transferring of the said monies and/or securities, you shall deemed to have knowledge that the said monies and securities will be paid into the Court as unclaimed assets and that you have consented to the same being paid into the Court.
In the event that your monies and/or securities with the Companies are paid into the Court as aforesaid, you may apply to the Court directly thereafter to claim back your assets. If your monies and/or securities remain unclaimed for a period of 5 years, the Chief Justice may order such sum to be transferred to the general revenue of Hong Kong pursuant to Rule 23 of the High Court Suitors’ Funds Rules (Cap 4B).

Dated this the 11^st of February 2021.

RHB SECURITIES HONG KONG LIMITED

and

RHB FUTURES HONG KONG LIMITED

With reference to our previous written notices to customers, phone and email communications, RHB Hong Kong Limited and its subsidiaries ^[1] (collectively, RHB Hong Kong Group) intend to cease their business operations in Hong Kong. We hereby update that our business cessation date will be on 31 July 2020.

As has previously been communicated to our customers, RHB Securities Hong Kong Limited (“RHBSHK”) and RHB Futures Hong Kong Limited (“RHBFHK”) intend to apply to the High Court of Hong Kong shortly to transfer their respective customers’ unclaimed assets into the High Court of Hong Kong pursuant to section 62 of the Trustee Ordinance (Cap.29). For those clients who have yet to provide instructions to RHBSHK and/or RHBFHK to transfer or withdraw assets, please contact us before 31 July 2020.

RHBSHK and RHBFHK’s contact details are as follows:

Address: 12/F Hip Shing Hong Kowloon Centre, 192-194 Nathan Road, Jordan, Kowloon, Hong Kong
Hotline: (852) 2103 5657 / (852) 2525 1118
Fax: (852) 2810 0908
Email: rhb.hk.support@rhbgroup.com

^[1]RHB Securities Hong Kong Limited, RHB Futures Hong Kong Limited, RHB Finance Hong Kong Limited, RHB Capital Hong Kong Limited, RHB Fundamental Capital Hong Kong Limited (deregistered), RHB Asset Management Limited, RHB Wealth Management Hong Kong Limited and RHB (China) Investment Advisory Co Ltd.

IMPORTANT NOTICE

INTENDED APPLICATION BY RHB SECURITIES HONG KONG LIMITED (“RHBSHK”) AND RHB FUTURES HONG KONG LIMITED (“RHBFHK”) TO TRANSFER THEIR RESPECTIVE CLIENTS’ UNCLAIMED ASSETS INTO THE HIGH COURT OF HONG KONG

From 9 December 2019, RHBSHK and RHBFHK contacted their respective clients by way of written notices to each client’s last known address, email, by posting website announcements and by phone to inform the clients that RHBSHK and RHBFHK intend to cease all business operations in Hong Kong by 30 June 2020 and to obtain the clients’ instructions to transfer or withdraw their assets held by RHBSHK and/or RHBFHK.

RHBSHK and RHBFHK also sent written notices to their respective clients to inform them that their client agreement with RHBSHK and/or RHBFHK (as applicable) would be terminated on 31 March 2020, 28 April 2020 or 29 May 2020 (as applicable to the particular client). Those client agreements were terminated accordingly.

RHBSHK and RHBFHK intend to apply to the High Court of Hong Kong shortly to transfer their respective clients’ unclaimed assets into the High Court of Hong Kong pursuant to section 62 of the Trustee Ordinance (Cap.29). For those clients who have not yet responded to or received RHBSHK and/or RHBFHK’s written notices, please contact RHBSHK and/or RHBFHK immediately.

RHBSHK and RHBFHK’s details are:

Address: 12/F Hip Shing Hong Kowloon Centre, 192-194 Nathan Road, Jordan, Kowloon, Hong Kong
Hotline: (852) 2103 5657 / (852) 2525 1118
Fax: (852) 2810 0908
Email: rhb.hk.support@rhbgroup.com

RHB Securities Hong Kong Limited and RHB Futures Hong Kong Limited

NOTICE TO CUSTOMERS

Dear customers
Important announcement

After careful consideration, a difficult decision has been made by RHB Hong Kong Limited (RHB Hong Kong) and its subsidiaries^[1] (collectively, RHB Hong Kong Group) to cease their business operations (Proposed Cessation). RHB Hong Kong is a wholly-owned subsidiary of RHB Investment Bank Berhad (RHB Investment Bank), which in turn is wholly-owned by RHB Bank.

The increasingly challenging operating broking environment in Hong Kong has resulted in losses being recorded for RHB Hong Kong Group. As a result, it is no longer viable for RHB Hong Kong Group to continue its business operations. The Proposed Cessation would allow RHB Investment Bank to refocus efforts and resources in driving long-term growth in other ASEAN markets in line with the larger RHB Banking Group’s FIT22 strategy.

Timing
Subject to relevant regulatory obligations being complied with and barring any unforeseen circumstances, the Proposed Cessation is expected to be completed by the 2nd quarter of 2020.

What does this mean for customers
The RHB Hong Kong Group is committed to meeting their obligations to their customers pursuant to the terms and conditions entered into with their customers (Customer Agreements). RHB Hong Kong Group will also continue to act in accordance with all applicable laws, rules, regulations, guidelines, requests, and/or recommendations of public and regulatory organisations or authorities.
The RHB Hong Kong Group's relationship with each of its customers will continue until such time as it is terminated in accordance with the terms of the relevant Customer Agreement. The RHB Hong Kong Group may facilitate the transfer of some customers to other financial services providers. Such customers will be notified, and consent obtained, as necessary.
In the meantime, customers have the option to terminate their relevant Customer Agreement by giving written notice in accordance with the terms of the Customer Agreement.
RHB Investment Bank will provide support to ensure an orderly winding down of the RHB Hong Kong Group's business operations.

Further information
We will provide further information to customers in due course. In the meantime, please contact your usual RHB contact or our hotline at (852) 2103 5657 / (852) 2525 1118 should you have any queries.

Thank you for being a valued customer.
Yours faithfully