Fees quoted are in HK$
1. Securities Transaction Cost
|
Item |
Description |
Min / Max
Charge |
|
Brokerage |
0.25% of transaction amount |
Min. $100.00 |
|
Stamp Duty |
$1.00 per $1,000 of transaction amount, rounded up to the nearest dollar |
|
|
Transaction Levy |
0.0027% of transaction amount |
|
|
Trading Fee |
0.005% of transaction amount |
|
|
CCASS Settlement Fee |
0.003% of transaction amount |
Min. $3.00
Max. $200.00
|
|
Transfer Deed |
$5.00 per transaction deed, seller only |
|
2. Debit / Credit Interest Rate
|
Item |
Description |
Min / Max
Charge |
|
Credit Balance of Client Account |
Reference saving interest rate of Standard Chartered Bank in Hong Kong (HK$) |
Min. $2,500.00 |
|
Late Settlement for Cash/Custodian Client |
Prime rate + 6% |
|
|
Debit Balance of Margin Account |
Prime rate + 3% |
|
3. Dividend Collection
|
Item |
Description |
Min / Max
Charge |
|
Scrip Fee (cash/scrip dividend and bonus warrant/rights) |
$1.50 per board lot |
|
|
Scrip fee (for collection on deemed book close date) |
$1.00 per board lot |
|
|
Collection fee |
0.50% of the gross amount of dividend |
Min. $30.00 |
4. Corporate Actions Fee
|
Item |
Description |
Min / Max
Charge |
|
Warrant conversion; Rights Subscription; or Cash Offer / Open Offer |
Handling fee $80.00 per event plus reimbursement cost of $0.80 per lot |
|
|
Unclaimed Dividend/Bonus Entitlements |
$300.00 per claim on top of total cost of claim |
|
5. Other Fees
|
Item |
Description |
Min / Max
Charge |
|
Physical Stock Withdrawal |
$5.00 Per board lot |
Min. $50.00 |
|
Physical Stock Deposit |
Free |
|
|
Stock Registration Fee |
$2.50 per board lot (script fee included) and $50.00 handling charge for each event |
|
|
S.I. (Settlement Instruction) Fee - Delivery to other bank/brokerage firm through CCASS |
0.10% of the previous market value |
Min $100.00 per stock |
|
S.I. (Settlement Instruction) Deposit |
Free |
|
|
Handling Charges for Returned Cheque |
HK$100 |
|
|
IPO Subscription - Full payment |
$50.00 per application |
|
|
IPO Subscription - Margin |
$100.00 per application |
|
|
Others |
All out of pocket expenses for the client's account |
|
|
Bought & Sold Note |
0.25%, Min $100 |
Min. $100.00 |
|
Audit Confirmation Fee |
HK$ 200.00 (per confirmation request) |
|
|
Postage Fee |
HK$10.00 per month |
|
Securities Transaction Cost - Shanghai-Hong Kong Stock Connect (Northbound Trading)
|
Item |
Description |
Min / Max
Charge |
|
Brokerage |
0.25% of transaction amount |
Min. CNY100.00 |
|
Handling Fee |
0.00487% of transaction amount |
|
|
Securities Management Fee |
0.002% of transaction amount |
|
|
Transfer Fee |
0.004% on face value per side |
|
|
Stamp Duty |
0.10% of transaction amount (for the seller only) |
|
N.B.: Future amendments to the above fees and charges might be made from time to time without prior notice.