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HK & GLOBAL FUTURES

Product Info Statement

NOTICE

  1. Definition of Investment Products
  2. Investor Suitability Assessment Requirement
  3. Investment Products Suitability Table
  4. Investment Products Risk Disclosures

A.) Definition of Non-Complex and Complex Investment Products

With immediate effect, kindly be informed on RHB Securities Hong Kong Limited (RHBSHK) and RHB Futures Hong Kong Limited (RHBFHK) definition of Non-Complex and Complex Investment Products as set out below.
 
  1. Non-Complex Investment Products
 
  1. Listed Securities on the Stock Exchange of Hong Kong (SEHK) with the exception of :-

i) Exchange Traded Products
ii) Derivative Warrants
iii) Callable Bull / Bear Contracts (CBBC)
iv) Debt Securities
 
  1. Complex Investment Products
 
  1. Other Hong Kong and foreign investment products not define in item 1 above; including but not limited to:
  1. Hong Kong listed derivatives (e.g. futures, options, warrants, CBBCs)
  2. Foreign listed securities
  3. Foreign listed derivatives
 
B.) Investor Suitability Assessment Requirement
 
The Investor Suitability Assessment Form is a questionnaire designed to establish an assessment of the client’s investment products knowledge and risk tolerance. Based on the responses, client will then be profiled as either:
 
  1. Conservative / Low Risk Investor
Or
  1. Aggressive / High Risk Investor
 
Kindly contact your Account Executive for the Investor Suitability Assessment Form or send your request by e-mail to our Investment Service Team (rhb.hk.support@rhbgroup.com)
 
For information on being qualified as a Professional Investor, please contact your Account Executive or our Investment Service Team (rhb.hk.support@rhbgroup.com) for details.  
 
C.) Investment Products Suitability Table

Enclosed below is the recommended suitable investment product in corresponding to the profiled type of investor after the Investment Suitability Assessment.
Type of Investor Non-Complex Investment Products Complex Investment Products
Conservative/Low-Risk Yes No
Aggressive/High Risk Yes Yes
 
D.) Investment Products Risk Disclosures

We hereby provide to you for your reading and understanding, the Risk Disclosure, Warning Statements and Additional Information of the following Complex Investment Products available by RHBSHK and RHBFHK below. If you have any queries, kindly contact your Account Executive or our Investment Service Team at +852 2103 5657. Alternatively you can seek any relevant 3rd party professional advisors for their advice.  

HK MARKET INVESTMENT PRODUCTS

  1. STOCK OPTIONS RISK DISCLOSURE
  1. Page 8-12 of RHBSHK Securities Trading Account Opening Documents
  2. Warning Statements and Additional Information on Investment Products
 
  1. EXCHANGE-TRADED DERIVATIVE PRODUCTS RISK DISCLOSURE
  1. Page 13-16 of RHBSHK Securities Trading Account Opening Documents
  2. Explanation of Risks Associated with Exchange-Traded Derivative Products
  3. Warning Statements and Additional Information on Investment Products
 
  1. DERIVATIVES (FUTURES) RISK DISCLOSURE
  1. Page 7-11 of RHBFHK Futures Trading Account Opening Documents
  2. Warning Statements and Additional Information on Investment Products
 
FOREIGN MARKETS INVESTMENT PRODUCTS

  1. FOREIGN DERIVATIVES RISK DISCLOSURE
  1. Page 7-11 of RHBFHK Futures Trading Account Opening Documents
  2. Warning Statements and Additional Information on Investment Products
 
  1. FOREIGN SECURITIES RISK DISCLOSURE
  1. Page 8-10 of RHBSHK Securities Trading Account Opening Documents
  2. Appendix-Shanghai-Hong Kong Stock Connect (China Connect) Trading Service
  3. Additional Warning on Foreign Securities